State Street Global Markets

Wealth Managers

Overview

As the demands of your high-net-worth clients grow, both in scope and sophistication, you need a service provider that can help you execute the trades and deliver on the investment strategies that will bring the best results to your clients. You can rely on State Street for seamless global execution through a broad range of efficient and advanced trading and service capabilities.

The latest technology backed by unrivaled expertise

At State Street Global Markets, we have developed unparalleled industry and operational experience specific to the wealth management market. To bring you and your clients the best possible service, we draw on our long history as an agency-based, unconflicted provider. We put your interests first and do not run a proprietary equity trading book. It is our priority to act as a true fiduciary, fully committed to both your clients’ anonymity and to protecting the informational value of their trades.

Using our wealth manager services, you can streamline your operational and administrative processes. You’ll be able to dedicate more time and resources to your core competencies while achieving superior execution for your clients.

Seamless global execution

You can depend on State Street Global Markets for some of the most advanced and efficient trading technologies and services available in the marketplace including:

Trading — Access our unrivaled natural liquidity and take advantage of our dedicated trading desk, international trading capabilities and smart order routing, which selects the execution venue best-suited to ensuring that you receive best execution.

Exchange Traded Funds* (ETF) Expertise Leverage our expertise in accessing secondary market liquidity, including facilitation of “over-sized” trades and latent liquidity. We can create and redeem in our fund products and act as an authorized participant in multiple fund families to facilitate the creation and redemption process.
Research — Access our comprehensive research to support your investment decisions. By providing you with our own research in addition to third-party independent research, we help you uncover new investment opportunities and make well-informed decisions as you proactively manage client assets.

Client Commission Management Programs — Seek best execution by electing to trade with us through a soft dollar arrangement or client commission arrangement and agree to have a portion of the generated commission allocated towards payment of services, if eligible, within Section 28(e) of the Securities Exchange Act of 1934 safe harbor regulation.

With the support of a dedicated State Street team, you can potentially reduce costs, manage risk, focus on investment performance and provide exceptional service to your high-net-worth clients. For more information on our services, visit http://wms.statestreet.com.

* ETFs trade like stocks, are subject to investment risk, fluctuate in market value and may trade at prices above or below the ETFs net asset value.  Brokerage commissions and ETF expenses will reduce returns.

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